2:105 - Ethics and Gift Ban

Policy 2:105

Board of Education

Ethics and Gift Ban

Definitions

Unless otherwise stated, all terms used in this policy have the definition given in the State Officials and Employees Ethics Act, 5 ILCS 430/1-5.

“Compensated time" means any time worked by or credited to an employee that counts toward any minimum work time requirement imposed as a condition of his or her employment, but, for purposes of this Policy, does not include any designated holidays, vacation periods, personal time, compensatory time off, or any period when the employee is on leave of absence. Although they are not compensated, Members of the Board of Education as officers under this Policy’s definition, are prohibited from engaging in political activity while performing their official duties (i.e., attending Board meetings, Board committee meetings, and other official activities of the Board).

“Gift” means any gratuity, discount, entertainment, hospitality, loan, forbearance, or other tangible or intangible item having monetary value including but not limited to, cash, food and drink, and honoraria for speaking engagements related to or attributable to government employment of the official position of a member of the Board of Education or employee.

“Officer” means a person who holds, by election or appointment, an office created by statute, regardless of whether the office is compensated for service in his or her official capacity. The term “officer” includes members of the school board, and, for simplicity this Policy refers to the conduct of members of the Board of Education rather than officers. Any prohibition or limitation on conduct of Members of the Board of Education set forth in this Policy shall also apply to any other person holding an officer position with respect to the District.

“Political” means any activity in support of or in connection with any campaign for elective office or any political organization, but does not include activities (1) relating to the support or opposition of any executive, legislative, or administrative action; (2) relating to collective bargaining; or (3) that are otherwise in furtherance of the person’s official duties or governmental and public service functions.

“Prohibited political activity” means:

  1. Preparing for, organizing, or participating in any political meeting, political rally, political demonstration, or other political event.
  2. Soliciting contributions, including but not limited to the purchase of, selling, distributing, or receiving payment for tickets for any political fundraiser, political meeting, or other political event.
  3. Soliciting, planning the solicitation of, or preparing any document or report regarding anything of value intended as a campaign contribution.
  4. Planning, conducting, or participating in a public opinion poll in connection with a campaign for elective office or on behalf of a political organization for political purposes or for or against any referendum question.
  5. Surveying or gathering information from potential or actual voters in an election to determine probable vote outcome in connection with a campaign for elective office or on behalf of a political organization for political purposes or for or against any referendum question.
  6. Assisting at the polls on Election Day on behalf of any political organization or candidate for elective office or for or against any referendum question.
  7. Soliciting votes on behalf of a candidate for elective office or a political organization or for or against any referendum question or helping in an effort to get voters to the polls.
  8. Initiating for circulation, preparing, circulating, reviewing, or filing any petition on behalf of a candidate for elective office or for or against any referendum question.
  9. Making contributions on behalf of any candidate for elective office in that capacity or in connection with a campaign for elective office.
  10. Preparing or reviewing responses to candidate questionnaires.
  11. Distributing, preparing for distribution, or mailing campaign literature, campaign signs, or other campaign material on behalf of any candidate for elective office or for or against any referendum question.
  12. Campaigning for any elective office or for or against any referendum question.
  13. Managing or working on a campaign for elective office or for or against any referendum question.
  14. Serving as a delegate, alternate, or proxy to a political party convention.
  15. Participating in any recount or challenge to the outcome of any election.

"Prohibited source" means any person or entity who:

  1. Is seeking official action by: (a) a member of the Board of Education, or (b) an employee, or by the member of the Board of Education or another employee directing that employee;
  2. Does business or seeks to do business with: (a) the member of the Board of Education, or (b) with an employee, or with the member of the Board of Education or another employee directing that employee;
  3. Conducts activities regulated by: (a) the member of the Board of Education, or (b) by an employee or by member of the Board of Education or another employee directing that employee; or
  4. Has an interest that may be substantially affected by the performance or non-performance of the official duties of the member of the Board of Education or employee.
  5. Is registered or required to be registered with the Secretary of State under the Lobbyist Registration Act, except that an entity does not become a prohibited source merely because a registered lobbyist is one of its members or serves on its board of directors; or
  6. Is an agent of, a spouse of, or an immediate family member living with a prohibited source.

Prohibited Political Activity

The following precepts govern political activities being conducted by District employees and members of the Board of Education:

  1. No member of the Board of Education or employee shall intentionally perform any political activity during any compensated time, as those terms are defined herein.
  2. No member of the Board of Education or employee shall intentionally use any District property or resources in connection with any political activity.
  3. At no time shall any member of the Board of Education or employee intentionally require any other member of the Board of Education or employee to perform any political activity: (a) as part of that member of the Board of Education’s or employee’s duties, (b) as a condition of employment, or (c) during any compensated time off, such as, holidays, vacation, or personal time off.
  4. No member of the Board of Education or employee shall be required at any time to participate in any political activity in consideration for that member of the Board of Education or employee being awarded additional compensation or any benefit, whether in the form of a salary adjustment, bonus, compensatory time off, continued employment or otherwise; nor shall any member of the Board of Education or employee be awarded additional compensation or any benefit in consideration for his or her participation in any political activity.

A member of the Board of Education or employee may engage in any activity that: (1) is otherwise appropriate as part of his or her official duties, or (2) is undertaken by the individual on a voluntary basis that is not prohibited by this policy.

Limitations on Receiving Gifts (“Gift Ban”)

Except as permitted by this policy, no member of the Board of Education or employee, and no spouse of or immediate family member living with a member of the Board of Education or employee, shall intentionally solicit or accept any gift from any prohibited source, as those terms are defined in this policy, or that is otherwise prohibited by law or policy. No prohibited source shall intentionally offer or make a gift that violates this policy.

The following are exceptions to the ban on accepting gifts from a prohibited source:

  1. Opportunities, benefits, and services that are available on the same conditions as for the general public.
  2. Anything for which the member of the Board of Education or employee, or his or her spouse or immediate family member, pays the fair market value.
  3. Any: (a) contribution that is lawfully made under the Election Code, or (b) activities associated with a fund-raising event in support of a political organization or candidate.
  4. Educational materials and missions.
  5. Travel expenses for a meeting to discuss business.
  6. A gift from a relative, meaning those people related to the individual as father, mother, son, daughter, brother, sister, uncle, aunt, great aunt, great uncle, first cousin, nephew, niece, husband, wife, grandfather, grandmother, grandson, granddaughter, father-in-law, mother-in-law, son-in-law, daughter-in-law, brother-in-law, sister-in-law, stepfather, stepmother, stepson, stepdaughter, stepbrother, stepsister, half brother, half sister, and including the father, mother, grandfather, or grandmother of the individual's spouse and the individual's fiancé or fiancée.
  7. Anything provided by an individual on the basis of a personal friendship unless the recipient has reason to believe that, under the circumstances, the gift was provided because of the official position or employment of the recipient or his or her spouse or immediate family member and not because of the personal friendship. In determining whether a gift is provided on the basis of personal friendship, the recipient shall consider the circumstances under which the gift was offered, such as: (a) the history of the relationship between the individual giving the gift and the recipient of the gift, including any previous exchange of gifts between those individuals; (b) whether to the actual knowledge of the recipient the individual who gave the gift personally paid for the gift or sought a tax deduction or business reimbursement for the gift; and (c) whether to the actual knowledge of the recipient the individual who gave the gift also at the same time gave the same or similar gifts to other members of the Board of Education or employees, or their spouses or immediate family members.
  8. Food or refreshments not exceeding $75 per person in value on a single calendar day; provided that the food or refreshments are: (a) consumed on the premises from which they were purchased or prepared; or (b) catered. "Catered" means food or refreshments that are purchased ready to consume which are delivered by any means.
  9. Food, refreshments, lodging, transportation, and other benefits resulting from outside business or employment activities (or outside activities that are not connected to the official duties of a member of the Board of Education or employee), if the benefits have not been offered or enhanced because of the official position or employment of the member of the Board of Education or employee, and are customarily provided to others in similar circumstances.
  10. Intra-governmental and inter-governmental gifts. "Intra-governmental gift" means any gift given to a member of the Board of Education or employee from another member of the Board of Education or employee, and "inter-governmental gift" means any gift given to a member of the Board of Education or employee by an officer or employee of another governmental entity.
  11. Bequests, inheritances, and other transfers at death.
  12. Any item or items from any one prohibited source during any calendar year having a cumulative total value of less than $100.

Each of the listed exceptions is mutually exclusive and independent of every other.

A member of the Board of Education or employee, his or her spouse or an immediate family member living with the member of the Board of Education or employee, does not violate this policy if the recipient promptly takes reasonable action to return a gift from a prohibited source to its source or gives the gift or an amount equal to its value to an appropriate charity that is exempt from income taxation under Section 501 (c)(3) of the Internal Revenue Code.

Enforcement

The Board President and Superintendent shall seek guidance from the Board attorney concerning compliance with and enforcement of this policy and State ethics laws. The Board may, as necessary or prudent, appoint an Ethics Advisor for this task.

Written complaints alleging a violation of this policy shall be filed with the Superintendent or Board President. If attempts to correct any misunderstanding or problem do not resolve the matter, the Superintendent or Board President shall, after consulting with the Board attorney, either place the alleged violation on a Board meeting agenda for the Board’s disposition or refer the complainant to Board policy 2:260, Uniform Grievance Procedures. A member of the Board of Education who is related, either by blood or by marriage, up to the degree of first cousin, to the person who is the subject of the complaint, shall not participate in any decision-making capacity for the Board. If the Board finds it more likely than not that the allegations in a complaint are true, it shall notify the State’s Attorney and/or consider disciplinary action for the employee.

Adopted: July 26, 2004; Revised: February 22, 2016

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